Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance...
within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.
Connect with legal & compliance professionals in the cleared derivatives industry at L&C 2025, taking place 23-25 April. The Law & Compliance Division Conference examines the…
Join us for MFA’s premier regulatory conference, designed specifically for legal and compliance professionals in the alternative asset management industry.
Equity Capital Markets 2025 stands as the optimal gathering for investors, corporates, banks, regional exchanges, and regulatory bodies to share insights into transformative changes and case…
Following the success of its recent Data, AI and the Future of Financial Services Summit, City and Financial Global is pleased to give you advanced notice of the next edition of this…
IBR’s 9th Annual Data Gov Conference acknowledges the report findings and will place data as a paramount asset at the core of conversations across the two-day conference around Data:…
The most renowned and longest-running event for updates on CASS audits, outsourcing, safeguarding, change management, FCA updates, and much more!